Skip to main content

Financial Services Regulation

Experienced financial services lawyers ready to advise on the regulatory frameworks you need to know and minimise risk around regulatory pitfalls.

Overview

The financial services sector is rife with regulation, and it can be challenging to keep up with all the legal requirements that your business can encounter.

You need a specialist financial services lawyer who has your back, and our team has the knowledge and experience to fight your corner.

Our experts have previously worked for regulators and in-house teams, giving them the perfect insight to unpack and resolve your unique challenges. In both contentious and non-contentious matters we advise on regulation compliance and risk management across a wide range of financial services industries: insurance, wealth and asset management, banking, benchmarking, and the listed markets.

If you need a financial services lawyer to help with your unique regulatory hurdles, then please contact a member of our team.

Get in touch

Cary_Jonathan

Jonathan Cary

Partner

+44 20 3060 6418

London

Jonathan Cary

Jonathan Crompton

Partner

+852 2216 7173

Hong Kong

Jonathan Crompton

Related thinking

Perspective - Publication

DORA Developments Compilation - June and July 2024

Topic: Data and privacy

22.07.2024

Perspective - Blog

Tribunal confirms no tax due on disposal of property held on trust for taxpayer's brother

Topic: Tax Take

18.07.2024

Perspective - Podcast

Taxing Matters: Spotlight 63: HMRC shines a light on property business arrangements involving hybrid partnerships

Topic: Tax Take

16.07.2024

Perspective - Blog

Tribunal confirms loans from remuneration trust were disguised remuneration

Topic: Tax Take

11.07.2024

Stay connected and subscribe to our latest insights and views 

Subscribe Here