333 results ordered by
Relevance
Date (Asc)
Date (Desc)
Seniority of Position
A-Z
Z-A
Perspective - Blog
Published on 16 Apr 2018.
By Lucy Kerr , Senior Associate
A five-year court battle between the Financial Conduct Authority ("FCA") and Capital Alternatives Limited concluded on 26 March 2018 when the High Court used its restitution powers under the Financial Services and Markets Act 2000 to award compensation to investors who lost money invested with Capital Alternatives.
Read more
Perspective - Blog
Published on 29 Mar 2018.
By Lucy Kerr , Senior Associate
The European Securities and Markets Authority (ESMA) has announced its intention to prohibit the sale of binary options to retail investors and to place restrictions on the sale of contracts for difference (CFDs). This is the first use of ESMA's new intervention powers under MiFID II.
Read more
Perspective - Blog
Published on 28 Mar 2018.
By Ash Daniells , Senior Associate
and Sarah Dowding , Senior Associate
The FCA has announced plans in its recent consultation paper on enforcement to review how it applies penalties which have gone from record highs to record lows over the past 5 years.
Read more
Perspective - Blog
Published on 22 Feb 2018.
By Rachael Healey , Partner
The FCA has issued a discussion paper targeted at the non-workplace pension market. The paper marks the start of the FCA's work looking at whether there is harm in the non-workplace pension market and to better understand the potential presence, nature, extent and cause of any harm.
Read more
Perspective - Blog
Published on 25 Jan 2018.
By Lucy Kerr , Senior Associate
ESMA has launched a public consultation on measures to protect retail investors investing in contracts for difference (CFDs) and binary bets. Potential changes include wide-ranging restrictions on the marketing and sale of CFDs, and a complete prohibition on the sale of binary bets to retail investors. An intervention would mark ESMA's first use of its new powers under MiFID II, which came into force on 3 January.
Read more
Perspective - Blog
Published on 12 Jan 2018.
By Lucy Kerr , Senior Associate
The FCA has concluded that consumers are at "serious risk of harm" due to the poor practices of some providers and distributors of CFDs. The regulator will take further action against at least one firm in its latest crack-down on these "complex, high-risk" products.
Read more
Perspective - Blog
Published on 08 Dec 2017.
By Rachel Ford , Partner
In an era of social media platforms and the like, the technological world creeps into its corporate counterpart of today. Initial Coin Offerings (ICOs) storm the corporate world by force, but what does the future hold for the new phenomenon?
Read more
Perspective - Blog
Published on 01 Nov 2017.
By Robert Morris , Partner
The FCA has published a second consultation paper on the thorny subject of FSCS funding. Although not widely reported so far, the new consultation makes it clear that the FCA will not, after all, consult on significant changes to personal investment firms' professional indemnity insurance requirements.
Read more
Perspective - Blog
Published on 31 Oct 2017.
The FCA has allowed the Treasury Select Committee to review its s.166 report into RBS' Global Restructuring Group (GRG) and has published an interim summary of the report. It is possible that the threat of publication will play on the minds of firms subject to s.166 reports, which may reduce cooperation with skilled persons and therefore the efficacy of this investigatory power.
Read more
Perspective - Blog
Published on 18 Oct 2017.
FCA, regulatory, financial services
Read more
Perspective - Blog
Published on 04 Oct 2017.
By Lucy Kerr , Senior Associate
The Office of the Complaints Commissioner recently upheld two complaints against the FCA for making a "serious mistake" in its management of limitation issues for two connected investigations. The Commissioner criticised the FCA not only for its mismanagement of the limitation issue, but also for the unnecessary delays in concluding its own internal investigation into these complaints.
Read more
Perspective - Blog
Published on 04 Oct 2017.
By Rachael Healey , Partner
We know that the FCA is looking closely at defined benefit transfers; we already have the FCA's review of redress methodology and the defined benefit transfer rules. We now have the results of the FCA's review, into defined benefit transfers and it makes for uncomfortable reading for the financial services industry.
Read more
Perspective - Blog
Published on 21 Sep 2017.
By Matthew Watson , Partner
FCA
MiFiD
Inducements
Consultation Paper
Read more
Perspective - Blog
Published on 21 Feb 2020.
The Prudential Regulation Authority (PRA) has updated its guidance for insurers participating in longevity risk transfers (PS1/20 and SS18/16), clarifying the risks that should be considered and its expectations of pre-notification for transactions that are large and/or complex.
Read more
Perspective - Blog
Published on 12 Apr 2019.
By Neil Brown , Partner
Yesterday's announcement of Halloween as the new deadline for Brexit will prolong uncertainty for many UK insurers.
Read more
Perspective - Publication
Published on 06 Sep 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 30 Aug 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 23 Aug 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 16 Aug 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 09 Aug 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 02 Aug 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 26 Jul 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 22 Jul 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 12 Jul 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 05 Jul 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 28 Jun 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 21 Jun 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 14 Jun 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 07 Jun 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 31 May 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 24 May 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 17 May 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 10 May 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 03 May 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Cecilia Everett , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 26 Apr 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 19 Apr 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 12 Apr 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 05 Apr 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 28 Mar 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 22 Mar 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 15 Mar 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 08 Mar 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 01 Mar 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 23 Feb 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 16 Feb 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 09 Feb 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 02 Feb 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 26 Jan 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 19 Jan 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more
Perspective - Publication
Published on 12 Jan 2024.
By Alan Stone , Partner
and Ben Goodier , Partner
and Alexandra Anderson , Partner
and Tom Green , Partner
and Katharine Cusack , Partner
and Zoe Eastell , Partner
and Felicity Strong , Partner
and Peter Mansfield , Partner
and Arash Rajai , Partner
and Sarah O'Callaghan , Senior Associate
Welcome to the week that was, a round-up of key events in the construction sector over the last seven days.
Read more